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Investment BankingIntermediate

M&A Process Letter Drafter

Draft professional process letters for sell-side M&A transactions with timeline, bid requirements, and procedural guidelines for prospective buyers.

5 minutes
By anthropic
#process letter#M&A#sell-side#deal documentation

A process letter sets the rules of engagement for an entire M&A auction -- get the tone, timeline, or bid requirements wrong and you risk confusing buyers, losing competitive tension, or creating legal exposure.

Who it's for: investment banking analysts, associates, vice presidents, managing directors

Example

"Draft an IOI instruction letter for Project Atlas with a 3-week deadline" → Professional process letter with transaction overview, IOI requirements (valuation, financing, timeline), submission details, confidentiality reminders, and banker contact information

CLAUDE.md Template

New here? 3-minute setup guide → | Already set up? Copy the template below.

# Process Letter

Draft process letters and bid instructions for sell-side M&A processes. Covers initial indication of interest (IOI) instructions, final bid procedures, and management meeting logistics. Triggers on "process letter", "bid instructions", "IOI letter", "bid procedures", "final round letter", or "management meeting invite".

## Workflow

### Step 1: Determine Letter Type

- **Initial process letter**: Sent with teaser/CIM to outline the process and IOI requirements
- **IOI instructions**: Specific requirements for first-round indications of interest
- **Second round / final bid letter**: Instructions for submitting binding offers after diligence
- **Management meeting invitation**: Logistics for in-person management presentations

### Step 2: Initial Process Letter / IOI Instructions

**Header:**
- Date, deal code name
- "Confidential"
- Addressed to prospective buyer

**Sections:**

1. **Introduction**: Brief overview of the opportunity and the seller's objectives
2. **Process Overview**: Timeline, key dates, expected number of rounds
3. **IOI Requirements**: What to include in the initial indication:
   - Proposed valuation range (enterprise value)
   - Consideration form (cash, stock, earnout, rollover)
   - Financing sources and certainty
   - Key due diligence requirements
   - Indicative timeline to close
   - Any conditions or contingencies
   - Brief description of the buyer and strategic rationale
4. **Submission Details**: Where to send, deadline (date and time), format
5. **Confidentiality Reminder**: Reference to NDA, data room access
6. **Contact Information**: Banker contacts for questions

### Step 3: Final Bid / Second Round Letter

Additional requirements beyond IOI:

1. **Markup of purchase agreement**: Provide the draft SPA/APA and request markup
2. **Detailed financing commitments**: Committed financing letters required
3. **Remaining diligence items**: Specify what confirmatory diligence is expected
4. **Exclusivity terms**: Duration and conditions of any exclusivity period
5. **Regulatory analysis**: Antitrust filing requirements and timeline
6. **Key personnel terms**: Employment agreements, compensation, rollover equity
7. **Binding vs. non-binding**: Clarify what is binding at this stage
8. **Evaluation criteria**: How bids will be evaluated (price, certainty, speed, fit)

### Step 4: Management Meeting Invitation

1. **Logistics**: Date, time, location (or video link), duration
2. **Attendees**: Who from the company will present, who from the buyer should attend
3. **Agenda**: Typical management presentation agenda (overview, financials, operations, growth, Q&A)
4. **Ground rules**: No recording, confidentiality, questions format
5. **Materials**: What will be distributed (presentation deck, data room access)
6. **Follow-up**: Process for submitting additional questions after the meeting

### Step 5: Output

- Word document (.docx) with professional letter formatting
- Firm letterhead placeholder
- Track changes version for client review

## Important Notes

- Process letters set the tone for the entire deal — be clear, professional, and organized
- Deadlines should be firm but reasonable — typically 2-3 weeks for IOIs, 3-4 weeks for final bids
- Always include the evaluation criteria — buyers want to know how they'll be judged
- Coordinate with legal on any representations or commitments in the letter
- Client should review and approve before sending — they may want to adjust tone or terms
- Keep a log of who received each letter and when — this becomes the process tracker
README.md

What This Does

This playbook drafts process letters and bid instructions for sell-side M&A processes. It covers initial process letters sent with the teaser or CIM, IOI instruction letters, final bid / second round letters, and management meeting invitations -- the key documents that define the rules, timeline, and requirements for prospective buyers.

Important: Process letters are formal deal documents. All drafts should be reviewed by the deal team and legal counsel before distribution.


Quick Start

Step 1: Create a Project Folder

Create a folder for your deal workspace and place the downloaded template inside as CLAUDE.md.

mkdir -p ~/Documents/Project-Atlas-Process

Step 2: Download the Template

Click Download above, then move the file into your project folder as CLAUDE.md.

mv ~/Downloads/ib-process-letter.md ~/Documents/Project-Atlas-Process/CLAUDE.md

Step 3: Start Working

cd ~/Documents/Project-Atlas-Process
claude

Try prompts like:

"Draft an initial process letter for Project Atlas to accompany the CIM"
"Write IOI instructions with a March 15 deadline requiring valuation range and financing sources"
"Draft a final bid letter requesting markup of the purchase agreement"
"Create a management meeting invitation for next Thursday at our offices"

Letter Types

Type When Sent Key Contents
Initial Process Letter With teaser/CIM Process overview, timeline, IOI requirements
IOI Instructions First round Valuation range, consideration form, financing, due diligence needs
Final Bid Letter Second round SPA markup, committed financing, exclusivity terms, evaluation criteria
Management Meeting Invite Before presentations Logistics, attendees, agenda, ground rules

IOI Requirements Checklist

A standard IOI instruction letter asks buyers to include:

  • Proposed valuation range (enterprise value)
  • Consideration form (cash, stock, earnout, rollover equity)
  • Financing sources and certainty of close
  • Key due diligence requirements
  • Indicative timeline to close
  • Any conditions or contingencies
  • Brief description of the buyer and strategic rationale

Tips and Best Practices

  • Process letters set the tone for the entire deal -- be clear, professional, and organized
  • Deadlines should be firm but reasonable -- typically 2-3 weeks for IOIs, 3-4 weeks for final bids
  • Always include evaluation criteria -- buyers want to know how they will be judged (price, certainty, speed, fit)
  • Coordinate with legal on any representations or commitments made in the letter
  • Client should review and approve before distribution -- they may want to adjust tone or terms
  • Keep a log of who received each letter and when -- this becomes part of the process record

Example Prompts

"Draft an IOI letter for a sell-side process with 15 invited buyers"
"Write second-round bid instructions requiring committed financing letters"
"Create a management meeting invite for a video presentation with Q&A"
"Add evaluation criteria emphasizing certainty of close over price"
"Draft a process update letter extending the IOI deadline by one week"

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